Hysteria, Anna O., and the Invention of Psychoanalysis
Sigmund Freud was born in 1856, in the
small Austro-Hungarian town of Freiberg. Unusually he was born in a caul –
a kind of membrane – and his mother immediately took this as a portent of
his future fame. She called him ‘mein goldener Sigi’, and throughout his
childhood and early adolescence in Vienna he was surrounded by his
parents’ adulation and by their urgent expectation of his future
greatness. As Freud embarked on a career in medicine, which eventually led
him to study in the newly emerging field of neurology, these expectations
seem to have become increasingly burdensome. For, although outwardly
successful, he appears to have begun to despair of ever being granted the
kind of world-redeeming revelation which he felt inwardly compelled to
seek.
Freud’s earliest unsuccessful skirmish
with fame took place in 1885 when, after experimenting with taking
cocaine, he sought medical glory by publishing a paper on the drug as a
miracle-therapy. In writing this paper, however, he failed to observe the
crucial properties of the drug as a local anaesthetic while simultaneously
omitting to warn against cocaine addiction. Freud, however, was not
deterred by this unfortunate episode from seeking medical distinction. He
almost immediately left Vienna for Paris where, from October 1885 to
February 1886, he studied under the famous neurologist Charcot.
Charcot specialised in treating
patients who were suffering from a variety of unexplained physical
symptoms including paralysis, contractures (muscles which contract and
cannot be relaxed) and seizures. Some of these patients sporadically and
compulsively adopted a bizarre posture (christened arc-de-cercle)
in which they arched their body backwards until they were supported only
by their head and their heels. Charcot eventually came to the conclusion
that many of his patients were suffering from a form of hysteria which had
been induced by their emotional response to a traumatic accident in their
past – such as a fall from a scaffold or a railway crash. They suffered,
in his view, not from the physical effects of the accident, but from the
idea they had formed of it.
Freud was immensely impressed by
Charcot’s work on traumatic hysteria and took from it the notion that one
of the principal forms of neurosis came about when a traumatic experience
led to process of unconscious symptom-formation. He now began to develop
this idea, and did so partly by reference to the work of a medical
colleague, Josef Breuer. Freud was especially interested in the most
unusual of all his colleague’s patients, the celebrated ‘Anna O.’ whom
Breuer had begun to treat in 1880.
Anna O. was a twenty-one-year-old
woman who had fallen ill while nursing her father who eventually died of a
tubercular abscess. Her illness began with a severe cough. She
subsequently developed a number of other physical symptoms, including
paralysis of the extremities of the right side of her body, contractures,
disturbances of vision, hearing and language. She also began to experience
lapses of consciousness and hallucinations.
Breuer diagnosed Anna O.’s illness as
a case of hysteria and gradually developed a form of therapy which he
believed was effective in relieving her symptoms. He came to the
conclusion that when he could induce her to relate to him during the
evening the content of her daytime hallucinations, she became calm and
tranquil. Breuer himself saw this as a way of ‘disposing’ of the
‘products’ of Anna O.’s ‘bad self’ and understood it as a process of
emotional catharsis. The patient herself described it as ‘chimney
sweeping’, and as her ‘talking cure’.
Breuer went on to extend this therapy.
At one point in her illness, for a period of weeks, Anna O. declined to
drink and would quench her thirst with fruit and melons. One evening, in a
state of self-induced hypnosis, she described an occasion when she said
she had been disgusted by the sight of a dog drinking out of a glass. Soon
after this she asked for a drink and then woke from her hypnosis with a
glass at her lips.
In his published account of the case,
written some twelve years later, Breuer treated the story which Anna O.
had related in a trance as a true account of an incident which had given
rise to her aversion to drinking. He said he had concluded that the way to
cure a particular symptom of ‘hysteria’ was to recreate the memory of the
incident which had originally led to it and bring about emotional
catharsis by inducing the patient to express any feeling associated with
it..
The sudden disappearance of one of
Anna O.’s many symptoms thus became the basis for what Breuer later
described as a ‘therapeutic technical procedure’. According to both Freud
and Breuer, this method had been applied systematically to each of Anna’s
symptoms and as a result she was cured completely of her hysteria.
The case of Anna O. played a
fundamental role in the development of Freud’s thought. She has frequently
been described as the first psychoanalytic patient, a view which Freud
himself, lecturing at Clark University in the United States, once
endorsed:
If it is a
merit to have brought psychoanalysis into being, that merit is not mine. I
had no share in its earliest beginnings. I was a student and working for
my final examinations at the time when another Viennese physician, Dr
Josef Breuer first (in 1880-2) made use of this procedure on a girl who
was suffering from hysteria.[1]
Freud, however, was understating his own
role. Psychoanalysis would never have come into being if he had not
transformed Breuer’s ‘talking cure’ by marrying it with Charcot’s views on
traumatic hysteria and his own elaborate technique for reconstructing
repressed memories through interpretation and free-association.
The patients whom Freud endeavoured to
psychoanalyse at this early stage of his career, however, almost all
resembled Anna O. in at least one respect; they came to Freud not because
they were experiencing emotional distress but because they were suffering
from physical symptoms. Freud’s first patient, for example, Frau
Emmy von N., suffered speech difficulties, which Freud described as
‘spastic interruptions amounting to a stammer’. She was also plagued ‘by
frequent convulsive tic-like movements of her face and the muscles
of her neck’ and was compulsively given to making repetitive verbal
exclamations and clicking sounds. Another patient, Lucy R., an English
governess, suffered from strange olfactory hallucinations centring on the
smell of burnt pudding. Yet another, Elisabeth von R., came to Freud
because she had been suffering for more than two years from pains in her
legs.
In all these cases Freud construed his
patients’ illness as hysteria and set about uncovering the traumatic
incident which had supposedly given rise to their symptoms. In order to
help the process of analysis he developed what he called his ‘pressure
technique’. This consisted in applying pressure to his patients’ forehead
with his hands and instructing them to report faithfully ‘whatever
appeared before their inner eye or passed through their memory at the
moment of pressure’. Freud rapidly developed such faith in the
effectiveness of this method for evoking pictures, ideas or unconscious
‘memories’ that he came to regard it as infallible, maintaining that if no
images or memories were produced by the first application of pressure,
repeated pressure would invariably be effective. When, in the course of
treating Elisabeth von R. for her lameness, he suspected her of concealing
thoughts from him, he decided to reinforce the physical pressure with
mental pressure:
I no longer
accepted her declaration that nothing had occurred to her, but assured her
that something must have occurred to her. Perhaps, I said, she had
not been sufficiently attentive, in which case I would be glad to repeat
my pressure. Or perhaps she thought that her idea was not the right one.
This, I told her, was not her affair; she was under an obligation to
remain completely objective and say what had come into her head, whether
it was appropriate or not. Finally I declared that I knew very well that
something had occurred to her and that she was concealing it from
me; but she would never be free of her pains so long as she concealed
anything. By thus insisting I brought it about that from that time forward
my pressure on her head never failed in its effect.[2]
At this period Freud believed that, in
the final stages of therapy, it was helpful ‘if we can guess the ways in
which things are connected up and tell the patient before we have
uncovered it’.[3]
When, however, he presented Elisabeth von R. with his conclusion, namely
that her illness had been precipitated by her falling in love with her
brother-in-law, she objected that that this was not true. Freud, however,
persisted in his explanation and eventually reported that his patient had
been cured.
. . . . . . .
.
(at this point six or seven sections of the
original book are omitted)
. . . . . . . . .
Freud and Charcot
The psychoanalytic movement is
undoubtedly a powerful one which has endured one century and is likely to
endure another. But from its very beginnings it has attracted criticism.
This criticism has tended to become better informed with the passing of
time. With almost a hundred of years of Freud scholarship to draw on, it
is now possible, perhaps for the first time, to offer a considered and
balanced judgement on the value both of Freud’s thought and of the
movement he founded.
One of the obstacles which, perhaps
more than any other, has stood in the way of a full understanding of
Freud’s ideas, is that many of those who have written about
psychoanalysis, in Europe, in Britain or in America, have been scholars
involved in the humanities. Whether writing as champions or critics, they
have tended to present psychoanalysis as a humanistic discipline. As a
result we often forget that it was in its origins a medical movement.
Psychoanalysis was born not, as is
frequently claimed, out of the foibles of emotionally unstable
middle-class women who came to consult Freud in Vienna. It was born amidst
the florid and sometimes extreme physical symptoms displayed by patients
who had been consigned to one of France’s greatest hospitals – La
Salpêtrière in Paris. The original begetter of the theory of unconscious
symptom-formation – a theory which lies at the heart of psychoanalysis –
was not Freud, nor even Breuer, but Jean Martin Charcot.
Charcot was not a psychologist, he was
a neurologist. His greatest gift was a genius for anatomical dissection
and post-mortem diagnosis. His greatest handicap was that he practised
neurology at a time when techniques of tissue-staining were primitive, X
rays had not been discovered and the instruments of investigation which
have made modern neuroscience possible did not exist. The
electroencephalogram (EEG), which would revolutionise neurology and
psychiatry, was not in general use until the 1940s. Other techniques for
brain-imaging, such as Magnetic Resonance Imaging (MRI), were not
introduced until the closing decades of the twentieth century. Even today,
at the beginning of the twenty-first century, the process of charting the
brain’s intricate functioning has barely begun. As Rita Carter writes in
her book Mapping the Mind, ‘the vision of the brain we have now is
probably no more complete or accurate than a sixteenth-century map of the
world.’[4]
In 1886, at the time of Freud’s
crucial encounter with Charcot, the map was scarcely drawn at all.
Neurologists inhabited a world of almost complete diagnostic darkness,
illuminated only by the occasional gleam of medical insight. Perhaps more
importantly still, leading neurologists remained blissfully unaware of the
depth of their ignorance. Charcot himself believed that the work of
neurology was almost complete.
What this meant in practice was that
many subtle neurological disorders, such as temporal lobe epilepsy, and
frontal-lobe epilepsy, were unrecognised in Charcot’s day. At the same
time, the internal pathology of head injuries remained an almost
complete mystery. Closed head injuries, which produce concussion without
leaving any external injury, were simply not recognised. This was the
diagnostic darkness within which the fundamental principles of
psychoanalysis were formulated. The medical and intellectual consequences
are perhaps best illustrated by Charcot’s classic case of traumatic
hysteria – a case involving a patient known as ‘Le Log–’.
Le Log– was a florist’s delivery man
in Paris. One evening, in October 1885, he was wheeling his barrow home
through busy streets when it was hit from the side by a carriage which was
being driven at great speed. Le Log–, who had been holding the handles
of his barrow tightly, was spun through the air and landed on the ground.
He was picked up completely unconscious. He was then taken to the nearby Beaujon hospital where he remained unconscious for five or six days. Six
months later he was transferred to La Salpêtrière. By this time the lower
extremities of his body were almost completely paralysed, there was a
twitching or tremor in the corner of his mouth, he had a permanent
headache and there were ‘blank spaces in the tablet of his memory’. In
particular he could not remember the accident itself. But, because there
had never been any signs of external injury, Charcot decided that Le Log– was a victim of traumatic hysteria and that his symptoms had arisen
as a result of the psychological trauma he had suffered. Charcot came to
this conclusion knowing full well that some weeks after his accident Le
Log– had suffered heavy nose-bleeds and a series of violent seizures –
seizures which Charcot deemed hysterical.
In the century which has passed since
Charcot made this diagnosis, the face of neurology – and of general
medicine – has been transformed. If Le Log– were to be brought today to
a hospital in practically any part of the Western world there can be no
doubt that doctors would recognise a case of closed head injury
complicated by late epilepsy and raised intracranial pressure.
From this we may derive a conclusion
which is both simple and terrible in its implications: Le Log–, the
classic example of a patient who supposedly suffered from traumatic
hysteria, did not forget because he was frightened. He forgot because he
was concussed. His various symptoms were not produced by an unconscious
idea. They were the result of brain damage.
We are here confronted by what may
well be the most momentous medical misunderstanding which has taken place
in the last two centuries. For Charcot’s failure to recognise cases of
closed head injury, and the symptoms they gave rise to, would shape the
development of psychoanalysis. It was the main factor which would
eventually lead Freud to elaborate his entire theory of unconscious
symptom-formation – or ‘repression’.
More Medical Mistakes
Charcot’s misdiagnosis of Le Log– (and of other victims of similar accidents) was not an isolated medical
misunderstanding. It was but one part of a vast labyrinth of medical error
which had been created over hundreds of years, and which Charcot himself
had brought to an unprecedented level of complexity. In conditions where
hundreds of subtle neurological disorders and other medical conditions
remained wholly or largely unrecognised, the failure to make accurate
medical diagnoses had led, almost inevitably, to the massive inflation of
a pseudo-diagnosis – ‘hysteria’.
When Charcot was confronted by
patients who adopted the arc-de-cercle position by compulsively
arching themselves backwards, he was not to know that this posture (which
is sometimes combined with rhythmic pelvic thrusting) was a characteristic
manifestation of frontal lobe epilepsy. In fact this form of epilepsy
would not be fully described until another hundred years had passed. Even
temporal lobe epilepsy, with its bizarre hysterical-seeming symptoms, was
not recognised until the 1930s or 1940s. Confronted by the symptoms of
these medically uncharted conditions, Charcot had little option but to
place them in the catch-all diagnostic category of an illness – ‘hysteria’
– for whose existence no reliable clinical evidence has ever been
produced.
What made the resulting labyrinth of
medical error all but inescapable was that practically every other
physician had become lost within it. Over and over again, highly trained
medical practitioners, confronted by some of the more subtle symptoms of
epilepsy, head injury, cerebral tumours, multiple sclerosis, Parkinson’s
disease, Tourette’s syndrome, autism, syphilis, encephalitis, torsion
dystonia, viral hepatitis, reflux oesophagitis, hiatus hernia and hundreds
of other common or uncommon conditions, would resolve their diagnostic
uncertainty by enlarging the category of hysteria yet further. As a result
medical misconceptions which sprang from one misdiagnosis would almost
inevitably receive support, and apparent confirmation, from misdiagnoses
made by other physicians.
Just such a process of spectral
‘corroboration’ through multiple misdiagnosis lies at the heart of the
development of psychoanalysis. For when Freud prevailed upon Breuer to
publish an account of the case of Anna O., Charcot’s own medical
misjudgments were compounded in a manner which would have lasting
consequences. In the closing years of the nineteenth century it was almost
inevitable that Breuer should have construed Anna O.’s bizarre-seeming,
apparently unrelated symptoms, as ‘hysteria’. At the beginning of the
twenty-first century, however, it is clear that each of Anna O.’s most
significant symptoms corresponds to a specific kind of brain lesion or a
recognisable pattern of brain pathology. More importantly still, many of
these symptoms are typical components of complex partial seizures – which
is to say a particular form of temporal lobe epilepsy.
Characteristic manifestations of such
seizures include blurred vision, double-vision, feelings of
de-personalisation, prosopagnosia (the inability to recognise faces),
visual illusions which include the misidentification of objects,
distortions in which upright objects appear tilted, or the walls of the
room appear to bend. All of these symptoms Anna O. had. Not only this but
the apparently unrelated dysfunctions which Breuer describes suggest a
particular pattern of brain pathology. Anna O.’s problem with speech, for
example, resembles the language deficit known as ‘non-fluent aphasia’.
This is caused by a lesion in the language-area of the brain (Broca’s
area) on the left side of the frontal lobe. Because such lesions generally
involve the adjacent motor cortex, most patients also suffer from a
partial paralysis of the right side of the body, which is usually greater
in the arm. In other words the conjunction of Anna O.’s disturbances of
language with the paralysis which affected her right extremities, far from
suggesting ‘hysteria’, indicates diffuse damage to a particular region of
the brain. The underlying medical condition which gave rise to such brain
pathology is likely to remain for ever unknown. But the neurological basis
of Anna O.’s illness, though still disputed by some, has by now been
placed beyond reasonable doubt.[5]
If this were the only misdiagnosis
ever to have played a role in the development of psychoanalysis it would
be momentous, since it led to the very creation of the technique. When
Freud himself attempted to apply this technique to his own patients,
however, he left behind him a trail of similar misdiagnoses.
Freud’s first patient, Frau Emmy von
N, was, as we have seen, afflicted by convulsive movements of her face and
neck and the compulsion to shout out and make clicking sounds. Just such
movements of the muscles of the face and neck, coupled with involuntary
utterances, are classic signs of Tourette’s syndrome. Today Frau Emmy
would almost certainly be diagnosed as suffering from a variant of this
neurological disorder.
Lucy R, the English governess who
experienced hallucinations centring on the smell of burnt pudding, was
another of Freud’s patients whose symptoms would now be seen as having a
neurological origin. Recurrent olfactory hallucinations are frequently
found in temporal lobe epilepsy; the neurologist Doris Trauner, for
example, writes that ‘Some patients complain of intense olfactory
hallucinations that in most cases are unpleasant (e.g. a smell of rotten
eggs or burnt toast).’[6]
In the case of Elisabeth von R, Freud himself admitted that the pain she
experienced in her legs was ‘rheumatic in origin’ but claimed
(implausibly) that it had been taken over by hysteria as ‘a mnemic symbol
of her painful psychical excitations’.[7]
In yet another case, that of Dora, Freud knew that doctors had diagnosed
appendicitis and that this was accompanied by a dragging of the right
foot. He confidently repudiated this diagnosis, claiming that Dora’s
abdominal pains were the throes of a hysterical childbirth, and that her
dragging foot indicated her knowledge that she had made ‘a false step’.
Two surgeons, however, have since pointed out that a dragging foot could
be caused by pelvic appendicitis, and that pain in the right leg
is even used as a diagnostic test for this condition.[8]
If there should be any residual doubt
about whether Freud’s ideas about hysteria led him to make serious
diagnostic errors, it is dispelled by Freud himself. In 1901 he described
an occasion when a fourteen-year-old girl had fallen ill ‘of an
unmistakable hysteria’. Freud claimed that the hysteria ‘cleared up’ under
his care. However the girl still complained of the abdominal pains ‘which
had played the chief part in the clinical picture of hysteria.’ Two months
later she died of sarcoma of the abdominal glands. Although Freud sought
to mitigate his error by claiming that hysteria had used the tumour as ‘a
provoking cause’, there could not conceivably have been any evidence to
support this view.[9]
Did Freud Cure his Patients?
If Freud’s early patients were, for
the most part, not suffering from psychological disturbances at all, and
if Freud’s therapeutic technique was founded on the medical errors of
Charcot, it might well be asked how it was that he (and Breuer) succeeded
in curing so many patients in the remarkable fashion attested to by the
early case histories.
The first patient whose cure by
psychoanalysis was proclaimed to the world was, of course, Anna O.. In his
account of the case Breuer quite clearly described how, after a climactic
session in which Anna O. had recalled a frightening hallucination, ‘the
whole illness was brought to a close.’ The story of her dramatic cure
became the founding miracle of psychoanalysis. In fact, however, no such
cure ever took place. A year after Breuer had broken off his treatment of
Anna O., he had confided to Freud that the patient he had supposedly cured
‘was quite unhinged and that he wished she would die and so be released
from her suffering’. Anna O. did subsequently improve, but a few years
later, after a long stay in a sanatorium, she was still suffering from
hallucinatory states in the evening.
The manner in which Freud dealt with
this knowledge is perhaps best understood by reference to another case in
which he became involved. In 1885, while researching the effects of
cocaine, he persuaded a colleague, Ernst von Fleischl-Marxow, to take the
drug in order to wean him from an addiction to morphine. Although Freud
publicly reported that his colleague had been cured and that ‘no cocaine
habituation set in’, Fleischl-Marxow had in fact become severely addicted
to cocaine and had been reduced to a state of physical and mental
wretchedness.
Just as, in 1885, Freud had reported
the treatment of his colleague as having been successful, so, ten years
later, he endorsed Breuer’s published case history, even though he knew
that Breuer’s claim to have cured Anna O. was false. In recounting his own
psychoanalytic cases Freud frequently gave an assessment of his
therapeutic role which was misleading in a similar way.
When he described the outcome of his
treatment of Emmy von N. he equivocated, attempting to claim some
therapeutic credit even though it is clear that her illness was not cured.
In the case of Elisabeth von R. he was obliged to admit that her lameness
had returned after the completion of the treatment. He then gave his case
history a fairy-tale ending when he claimed that he had managed to obtain
an invitation to a private ball she was attending and was able to observe
his former patient, six months after the treatment ended, ‘whirl past in a
lively dance’. Freud’s own implicit estimation of his role in this alleged
cure was not shared by his patient. Years later, talking to her daughter,
she described Freud as ‘just a young, bearded nerve specialist they sent
me to’. He had tried ‘to persuade me that I was in love with my
brother-in-law, but that wasn’t really so’.[10]
Once again it is Freud himself who
dispels any doubts there may be about his habit of presenting as cures or
partial cures, courses of treatment which had in fact been unsuccessful.
For it is clear from his own subsequent statements (and above all from his
private admissions to Fliess) that, when he claimed publicly that he had
tested his seduction theory successfully on eighteen patients and implied
that some of these had been cured, he was not telling the truth. The real
situation, as he would eventually confide in Fliess, was that he had not
succeeded in curing a single patient, and there was no clinical evidence
that his theory had any merit whatsoever.
NOTES
SE = Standard Edition PF = Penguin Freud (original
edition)
WFWW = Why Freud Was Wrong
[1]
Mapping the Mind, Weidenfeld, 1998, p. 4
[2]
Why Freud Was Wrong, pp. 112-35; p. xvi
[3]
WFWW, p. 159
[4]
SE2, p.135; PF3, p. 237
[5]
PF8, p. 143; WFWW, p. 198 (note).
[6]
SE6, p. 146 (note); PF5 pp. 197-8 (note)
[9]
SE2, pp. 154; PF3, p. 223
[10] SE2, p.
295, PF3, p. 282